WALKER LISA ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. WALKER LISA ANN appears on 12 filing roles across Form ADV (12).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CIBC GLOBAL ASSET MANAGEMENT | CHIEF FINANCIAL OFFICER | TORONTO, ON |
| — | Form ADV | NIOBRARA CAPITAL PARTNERS LP | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | OXFORD FINANCIAL GROUP, LTD. LLC | CHIEF OPERATIONS & RISK OFFICER, CLASS B SHAREHOLDER | CARMEL, IN |
| — | Form ADV | DOCK SQUARE CAPITAL LLC | CHIEF COMPLIANCE OFFICER | CORAL GABLES, FL |
| — | Form ADV | CORINTHIAN CAPITAL GROUP, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | WP GLOBAL PARTNERS LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | FINBACK INVESTMENT PARTNERS | CHIEF COMPLIANCE OFFICER | CORAL GABLES, FL |
| — | Form ADV | WILSON, KEMP & ASSOCIATES, INC. | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER & BSA/AML COMPLIANCE OFFICER | BIRMINGHAM, MI |
| — | Form ADV | WORLD ASSET MANAGEMENT, INC. | DIRECTOR & CHIEF COMPLIANCE OFFICER | DETROIT, MI |
| — | Form ADV | COMERICA SECURITIES,INC. | CHIEF COMPLIANCE OFFICER | DETROIT, MI |
| — | Form ADV | CIBC GLOBAL ASSET MANAGEMENT (USA) LTD. | CHIEF FINANCIAL OFFICER | MONTREAL, QUEBEC |
| — | Form ADV | GARRISON INVESTMENT GROUP LP | CCO | NEW YORK, NY |