SMITH LOYD BAXTER appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH LOYD BAXTER appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | STERNE AGEE ASSET MANAGEMENT, INC. | PRESIDENT AND CHIEF EXECUTIVE OFFICER | BIRMINGHAM, AL |
| — | Form ADV | GCA INVESTMENT MANAGEMENT, LLC | PORTFOLIO MANAGER | NEW YORK, NY |