STERNE AGEE ASSET MANAGEMENT, INC.

STERNE AGEE ASSET MANAGEMENT, INC. of BIRMINGHAM, AL is an SEC-registered investment adviser (CRD 130888). Regulatory assets under management: $10.4M.

Registration

Officers, owners & control persons (28)

Showing 25 of 28 people.

NameRoleLocation
Carter Don WilsonDIRECTORPhoenix, AZ
CHAMBLESS ANDREWCHIEF COMPLIANCE OFFICER
NEWTON JAMES TODDDIRECTOR
SMITH LOYD BAXTERMANAGING DIRECTOR; PRESIDENT AND CHIEF EXECUTIVE OFFICER
WAGSTAFF CONNER FREDCHIEF FINANCIAL OFFICER; SECRETARY AND TREASURER
HOLBROOK JAMES STIVENDERCHAIRMAN; CHAIRMAN OF THE BOARD AND DIRECTOR; CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER
KENNEDY CAROL SCHIEF COMPLIANCE OFFICER
GLASGOW ROBERT MORRISMANAGING DIRECTOR; VICE PRESIDENT AND MANAGING DIRECTOR
RUCH WALTER ALLWEINPRESIDENT & CEO; PRESIDENT, CEO, DIRECTOR
FRANKEL CHRISTOPHER LEEDIRECTOR
O'CONNOR SEAN MICHAELDIRECTOR
BARZE BRIAN KEITHCHIEF FINANCIAL OFFICER, SECRETARY & TREASURER
RODGERS BRADFORD DOUGLASCHIEF COMPLIANCE OFFICER
DIXON JAMES FRANKLINDIRECTOR
GARRETT DANIEL LEECHIEF EXECUTIVE OFFICER; CHIEF OPERATIONS OFFICER
NGUYEN THOMAS THODIRECTOR
POOLE JOHN HERNDONCHIEF COMPLIANCE OFFICER
CALVANO JOHN FRANCISCHIEF COMPLIANCE OFFICER
SANDERSON JON BRIANCHIEF FINANCIAL OFFICER
WAINWRIGHT HAROLD LOWELLDIRECTOR
RUCKER JOHN VINCENTDIRECTOR
SIDES DAVID MCHIEF OPERATIONS OFFICER
SPEEGLE DARYL TIMOTHYCHIEF FINANCIAL OFFICER
DUNAWAY WILLIAM JOHNDIRECTOR
HARROD PATRICIA MARIEDIRECTOR

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