KENNEDY CAROL S appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KENNEDY CAROL S appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | STERNE AGEE ASSET MANAGEMENT INC | CHIEF COMPLIANCE OFFICER | BIRMINGHAM, AL |
| — | Form ADV | STERNE AGEE ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | BIRMINGHAM, AL |