ROSE NEIL T appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROSE NEIL T appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | REGENCY CAPITAL MANAGEMENT INC. | CEO | HONOLULU, HI |
| — | Form ADV | CADINHA & CO LLC | SVP/CIO/CHIEF COMPLIANCE OFFICER/DIRECTOR | HONOLULU, HI |
| — | Form ADV | CADINHA-PUAA & ROSE, LLC | PRINCIPAL | HONOLULU, HI |