REGENCY CAPITAL MANAGEMENT INC. of HONOLULU, HI is an SEC-registered investment adviser (CRD 312435). Regulatory assets under management: $364.1M.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Neil T Rose | CEO | — |
| Arthur Jacques Mallet | PRESIDENT, COO, CCO | — |
| ROSE NEIL T | CEO; CEO, CCO | — |
| MALLET ARTHUR JACQUES | PRESIDENT AND CHIEF OPERATING OFFICER; PRESIDENT, COO, CCO | — |
| Neil T. Rose | CEO | — |