REGENCY CAPITAL MANAGEMENT INC.

REGENCY CAPITAL MANAGEMENT INC. of HONOLULU, HI is an SEC-registered investment adviser (CRD 312435). Regulatory assets under management: $364.1M.

Registration

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Pooled vehicles, Investment cos.

Officers, owners & control persons (5)

NameRoleLocation
Neil T RoseCEO
Arthur Jacques MalletPRESIDENT, COO, CCO
ROSE NEIL TCEO; CEO, CCO
MALLET ARTHUR JACQUESPRESIDENT AND CHIEF OPERATING OFFICER; PRESIDENT, COO, CCO
Neil T. RoseCEO

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