MULLIGAN ROBERT JOHN JR appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MULLIGAN ROBERT JOHN JR appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BANC OF AMERICA INVESTMENT SERVICES, INC. | DIRECTOR OF COMPLIANCE/CHIEF COMPLIANCE OFFICER | CHARLOTTE, NC |
| — | Form ADV | CANTOR FITZGERALD & CO. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |