BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC. of CHARLOTTE, NC is an SEC-registered investment adviser (CRD 16361). Regulatory assets under management: $14.1B.

Registration

Officers, owners & control persons (37)

Showing 25 of 37 people.

NameRoleLocation
Allen A MarkNATIONAL SALES MANAGER - FULL SERVICE; NATIONAL SALES MANAGER - FULL SERVICE/DIRECTORLos Angeles, CA
NEWTH RONALD JOSEPHCAO; CHIEF ADMINISTRATIVE OFFICER; CHIEF OPERATING OFFICER (+5 more)
NORTON MICHAEL JOHNCOO; COO/DIRECTOR; COO/DIRECTOR/CFO (+1 more)
DORFMAN BETH ELYSECHIEF COUNSEL
HULL ROBERT STUARTDIRECTOR
MALONEY TIMOTHY PATRICKPRESIDENT/CEO/DIRECTOR; PRESIDENT/CEO/DIRECTOR/COO
KULAK FRANKCHIEF ADMINISTRATIVE OFFICER; SROP; SROP/CHIEF ADMINISTRATIVE OFFICER
BENSON MARK JARRETTCHIEF OPERATING OFFICER/DIRECTOR; DIRECTOR; PRESIDENT/CEO/DIRECTOR (+1 more)
ROMANO JOHN GARYCFO; CFO/DIRECTOR
GOODWIN JAMES JOSEPH IIIDIRECTOR
MULLIGAN ROBERT JOHN JRDIRECTOR OF COMPLIANCE/CHIEF COMPLIANCE OFFICER
ESTRIDGE THOMAS HAZELCROP
JAGIELSKI PATRICIA ANNDIRECTOR/SVP; DIRECTOR/SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE; SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE
DEMARTINI RICHARD MICHAELDIRECTOR
GREGOR STANLEY ANTHONYDIVISION SALES DIRECTOR
STARK MICHAEL JOSEPHSECRETARY
WINN HOLLIS KEITHCHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/NATIONAL SALES DIRECTOR-FULL SERVICE; DIRECTOR;NATIONAL SALES DIRECTOR/SERIES 7 (+2 more)
HECHTLINGER SUSAN JCROP/DIRECTOR OF COMPLIANCE; CROP/DIRECTOR OF COMPLIANCE/CCO; CROP/DIRECTOR OF COMPLIANCE/CHIEF COMPLIANCE OFFICER
GRAY KENNETH EUGENEINVESTMENTS INTEGRATION EXECUTIVE/SROP; NATIONAL SALES MANAGER, SERIES 6/SROP
TAYLOR GREGORY DEANFINOP/CFO/TREASURER
RAPPAPORT ALAN HERMANDIRECTOR
GRAVES JEFFREY SCOTTDIRECTOR/DIVISION SALES DIRECTOR; DIRECTOR/NATIONAL SALES EXECUTIVE; NATIONAL SALES MANAGER - FULL SERVICE
CARNEY JEFFREY ROBERTDIRECTOR; PRESIDENT/CEO/DIRECTOR
ATHANASIA DEAN CHRISTOPHERCHAIRMAN/DIRECTOR
BOWDEN THEODORE IRVINGPRODUCTS & SERVICES MANAGER

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