HUGHES WILLIAM FRIERSON JR appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HUGHES WILLIAM FRIERSON JR appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CREDIT SUISSE SECURITIES (USA) LLC | HEAD OF OPERATIONS | NEW YORK, NY |
| — | Form ADV | NOMURA SECURITIES INTERNATIONAL, INC. | CHIEF OPERATIONS OFFICER & MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | LEHMAN BROTHERS INC. | CHIEF OPERATIONS OFFICER | NEW YORK, NY |
| — | Form ADV | MORGAN KEEGAN & COMPANY, INC. | MANAGING DIRECTOR | MEMPHIS, TN |
| — | Form ADV | SHIELDS CAPITAL CORPORATION | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |