SMITH MAX WAYNE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH MAX WAYNE appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PFG ADVISORS, LLC | VP-COMPLIANCE | PHOENIX, AZ |
| — | Form ADV | HILLSPRING FINANCIAL, INC. | CHAIRMAN / CHIEF COMPLIANCE OFFICER | SURPRISE, AZ |
| — | Form ADV | SOLTIS INVESTMENT ADVISORS, INC. | ADVISORY BOARD/PARTNER | ST GEORGE, UT |
| — | Form ADV | BNP PARIBAS ASSET MANAGEMENT, INC. | ASSOCIATED PERSON | NEW YORK, NY |
| — | Form ADV | USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC. | SVP, ASSISTANT SECRETARY | SAN ANTONIO, TX |
| — | Form ADV | INVESTORS FINANCIAL INC | CHAIRMAN | JOPLIN, MO |
| — | Form ADV | PARKVIEW ADVISORS, LLC | MANAGING MEMBER | HOUSTON, TX |
| — | Form ADV | PRINCETON INVESTMENT ADVISORS, LLC | MEMBER | HOUSTON, TX |