MORRIS CURTIS W appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MORRIS CURTIS W appears on 18 filing roles across Form ADV (18).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | DEMOCRACY INVESTMENT MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | ONEMAP MINERAL SERVICES LLC | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |
| — | Form ADV | FROST INVESTMENT SERVICES, LLC | CHIEF COMPLIANCE OFFICER | SAN ANTONIO, TX |
| — | Form ADV | WILLOW ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | EMPEIRIA CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | SIERRA INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | SANTA MONICA, CA |
| — | Form ADV | OCEAN PARK ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | SANTA MONICA, CA |
| — | Form ADV | TOWNSEND ASSET MANAGEMENT CORP. | SECRETARY AND TREASURER | RALEIGH, NC |
| — | Form ADV | HTAA, LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | SOUTH STREET ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | TRUE WEALTH ADVISORY GROUP, LLC | CHIEF COMPLIANCE OFFICER | MIAMI, FL |
| — | Form ADV | GLENCREST INVESTMENT ADVISORS, INC. | DIRECTOR | CLAREMONT, CA |
| — | Form ADV | CETERA ADVISORS LLC | CHIEF OPERATING OFFICER | GREENWOOD VILLAGE, CO |
| — | Form ADV | ASSET PLANNING SERVICES LTD. | CHIEF COMPLIANCE OFFICER | HARLEYSVILLE, PA |
| — | Form ADV | OCEAN PARK ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | SANTA MONICA, CA |
| — | Form ADV | PFF BANK & TRUST, FSB | DIRECTOR | CLAREMONT, CA |
| — | Form ADV | THE DOMAN GROUP, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CARROLL INVESTMENTS, LLC | CHIEF COMPLIANCE OFFICER | ATLANTA, GA |