FROST INVESTMENT SERVICES, LLC of SAN ANTONIO, TX is an SEC-registered investment adviser (CRD 286129). Regulatory assets under management: $3.7B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Jack Brandon Repa | CHIEF COMPLIANCE OFFICER | — |
| Christopher Scott Walsh | INTERIM PRESIDENT / CHIEF OPERATIONS OFFICER; PRESIDENT / CHIEF OPERATIONS OFFICER | — |
| MORRIS CURTIS W | CHIEF COMPLIANCE OFFICER | — |
| REPA JACK BRANDON | CHIEF COMPLIANCE OFFICER | — |
| SCAVETTI JOSEPH JULIAN | CHIEF COMPLIANCE OFFICER | — |
| GALLAGHER MICHELLE A | CHIEF COMPLIANCE OFFICER | — |
| NEIDLINGER CHRISTOPHER WADE | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| BANKS KAREN | PRESIDENT/CEO | — |
| HOLLIDAY ANGELA KRISTINA | COO/SVP; PRESIDENT / CHIEF EXECUTIVE OFFICER; SENIOR VICE PRESIDENT / CHIEF OPERATING OFFICER | — |
| CLAY LAWRENCE WILLIAM | CHIEF COMPLIANCE OFFICER | — |
| BANKS KAREN JOHNSON | PRESIDENT / CHIEF EXECUTIVE OFFICER | — |
| WATNE NICHOLAS R | CHIEF OPERATIONS OFFICER | — |
| WALSH SARAH SCOTT | CHIEF OPERATIONS OFFICER; INTERIM PRESIDENT / CHIEF OPERATIONS OFFICER | — |
| PALMER JACOB D | COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-10-19 | civil | THIS CIVIL ACTION STEMS FROM A DISPUTE AS TO THE OWNERSHIP OF AN ACCOUNT AT FROST BROKERAGE SERVICES, INC. ("FBS") IN THE NAME OF STURDI PACKAGING, INC. ("STURDI") (THE "ACCOUNT"). FBS PLACED A HOLD ON THE ACCOUNT AFTER CONFLICTING CLAIMS OF OWNERSHIP WERE RAISED. THE LAWSUIT WAS ORIGINALLY FILED ON… | Pending | — |
| — | criminal | — | — | — |
Showing 15 of 40 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| HOUSTON | TX | 16 | 713.388.1118 |
| AUSTIN | TX | 14 | 512.473.4751 |
| DALLAS | TX | 11 | 214.515.4906 |
| FORT WORTH | TX | 10 | 817.420.5512 |
| THE WOODLANDS | TX | 7 | 713.388.7117 |
| AUSTIN | TX | 7 | 512.473.4900 |
| SAN ANTONIO | TX | 6 | 210.220.6802 |
| HOUSTON | TX | 5 | 713.388.1070 |
| SAN ANTONIO | TX | 4 | 210.220.5713 |
| FORT WORTH | TX | 4 | 817.420.5641 |
| SAN ANTONIO | TX | 3 | 210.220.6563 |
| BOERNE | TX | 3 | 830.249.6664 |
| CORPUS CHRISTI | TX | 3 | 361.844.1126 |
| SAN ANTONIO | TX | 3 | 210.220.6354 |
| AUSTIN | TX | 3 | 512.473.4852 |