STERNBERG DAVID ALAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. STERNBERG DAVID ALAN appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FIRST TRUST CAPITAL MANAGEMENT L.P. | OWNER | CHICAGO, IL |
| — | Form ADV | GRIZZLYROCK CAPITAL, LLC | OWNER | CHICAGO, IL |
| — | Form ADV | DEBUSSY CAPITAL MANAGEMENT LP | CO-FOUNDER / CEO | CHICAGO, IL |
| — | Form ADV | IRON PARTNERS LLC | MEMBER | CHICAGO, IL |
| — | Form ADV | VIVALDI ASSET MANAGEMENT LLC | CO-FOUNDER/CEO | CHICAGO, IL |