FIRST TRUST CAPITAL MANAGEMENT L.P.

FIRST TRUST CAPITAL MANAGEMENT L.P. of CHICAGO, IL is an SEC-registered investment adviser (CRD 317825). Regulatory assets under management: $12.3B.

Registration

Business model

Compensation: % of AUM, Fixed, Performance.

Clients served: Pooled vehicles, Charities, Investment cos.

Officers, owners & control persons (17)

NameRoleLocation
Thomas ReckleyPRESIDENTChicago, IL
James Allen BowenSHAREHOLDER
Michael Dillon PeckCEO/CO-CIO; LIMITED PARTNER; MEMBER
Chad Samual EisenbergCHIEF OPERATING OFFICER; MEMBER
Marc D BassewitzGENERAL COUNSELChicago, IL
David Alan SternbergMANAGER; OWNER
Yadira GuzmanCFO
Jennifer Yong KennyCHIEF COMPLIANCE OFFICER
Jennifer YongCHIEF COMPLIANCE OFFICERChicago, IL
STERNBERG DAVID ALANMANAGER; OWNER
BOWEN JAMES ALLENSHAREHOLDER
BASSEWITZ MARC DCHIEF COMPLIANCE OFFICER/GENERAL COUNSEL
PECK MICHAEL DILLONCEO/CO-CIO; LIMITED PARTNER; MEMBER
EISENBERG CHAD SAMUALCHIEF OPERATING OFFICER; MEMBER
Guzman YadiraCFO
Reckley ThomasPRESIDENT
Charles L WinekPUBLIC FUNDS - CHIEF OPERATING OFFICER

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