KOWALSKI DAVID RICHARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KOWALSKI DAVID RICHARD appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | KOWALSKI FINANCIAL INC. | PRESIDENT | MINNEAPOLIS, MN |
| — | Form ADV | JANUS HENDERSON INVESTORS US LLC | SENIOR V.P. OF COMPLIANCE, CHIEF COMPLIANCE OFFICER | DENVER, CO |
| — | Form ADV | INTECH INVESTMENT MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | WEST PALM BEACH, FL |
| — | Form ADV | GENEVA CAPITAL MANAGEMENT LLC | CHIEF RISK OFFICER | MILWAUKEE, WI |
| — | Form ADV | HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. | CHIEF RISK OFFICER | DENVER, CO |
| — | Form ADV | BAY ISLE FINANCIAL LLC | CHIEF COMPLIANCE OFFICER | OAKLAND, CA |
| — | Form ADV | JANUS CAPITAL SINGAPORE PTE. LIMITED | SENIOR V.P. OF COMPLIANCE, CHIEF COMPLIANCE OFFICER | SINGAPORE |