JANUS HENDERSON INVESTORS US LLC of DENVER, CO is an SEC-registered investment adviser (CRD 104652). Regulatory assets under management: $380.4B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos, Other.
Showing 25 of 74 people.
| Name | Role | Location |
|---|---|---|
| Charles D Daniel | EXECUTIVE V.P. AND HEAD OF INSTITUTIONAL AND INTERNATIONAL; EXECUTIVE V.P. MANAGING DIRECTOR OF JANUS CAPITAL GROUP INSTITUTIONAL; SENIOR V.P. MANAGING DIRECTOR OF JIIAM | BIRMINGHAM, AL |
| Charles D III Daniel | EXECUTIVE V.P. AND HEAD OF INSTITUTIONAL AND INTERNATIONAL; EXECUTIVE V.P. MANAGING DIRECTOR OF JANUS CAPITAL GROUP INSTITUTIONAL; SENIOR V.P. MANAGING DIRECTOR OF JIIAM | Atlanta, GA |
| Charles Daniel | EXECUTIVE V.P. AND HEAD OF INSTITUTIONAL AND INTERNATIONAL; EXECUTIVE V.P. MANAGING DIRECTOR OF JANUS CAPITAL GROUP INSTITUTIONAL; SENIOR V.P. MANAGING DIRECTOR OF JIIAM | Richmond, VA |
| Michelle Rose Rosenberg | PRESIDENT AND GENERAL COUNSEL | — |
| Kristin Brett Mariani | CHIEF COMPLIANCE OFFICER | — |
| Michael Alan Schweitzer | HEAD OF NORTH AMERICA AND ASIA PACIFIC CLIENT GROUP; HEAD OF NORTH AMERICA CLIENT GROUP | — |
| Berg Ashton Crawford | CHIEF ACCOUNTING OFFICER | — |
| SMITH JAMES RICHARD | CHIEF INVESTMENT OFFICER, FIXED INCOME; CO-CHIEF INVESTMENT OFFICER & EXECUTIVE V.P. | — |
| MARIANI KRISTIN BRETT | CHIEF COMPLIANCE OFFICER | — |
| STARR LOREN MICHAEL | DIRECTOR, V.P., CHIEF FINANCIAL OFFICER; INTERIM DIRECTOR, V.P., CHIEF FINANCIAL OFFICER; SENIOR V.P. AND CHIEF FINANCIAL OFFICER (+2 more) | — |
| KOEPFGEN BRUCE LEWIS | PRESIDENT | — |
| STOLPER MICHAEL | DIRECTOR | — |
| BLACK GARY DOUGLAS | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER; PRESIDENT, CHIEF INVESTMENT OFFICER | — |
| MARTIN JAMES ROBERT | EXECUTIVE V.P. AND CHIEF FINANCIAL OFFICER | — |
| KOWALSKI DAVID RICHARD | CHIEF RISK OFFICER; SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; SENIOR V.P. OF COMPLIANCE, CHIEF COMPLIANCE OFFICER (+2 more) | — |
| BEERY ROBIN | EXECUTIVE V.P. AND CHIEF MARKETING OFFICER; EXECUTIVE V.P. AND HEAD OF INTERMEDIARY, DISTRUBUTION, GLOBAL MARKETING AND PRODUCT; EXECUTIVE V.P. AND HEAD OF U.S. DISTRIBUTION (+1 more) | — |
| HOWES KELLEY DAWN ABBOTT | DIRECTOR; EXECUTIVE V.P.; INTERIM DIRECTOR (+3 more) | — |
| MARTELLARO DOMINIC CARL | EXECUTIVE V.P. | — |
| ZIMMERMAN JOHN WITHERSPOON | EXECUTIVE V.P. | — |
| SMITH RICHARD GIBSON | CHIEF INVESTMENT OFFICER, FIXED INCOME; CO-CHIEF INVESTMENT OFFICER & EXECUTIVE VICE PRESIDENT; CO-CHIEF INVESTMENT OFFICER & EXECUTIVE V.P. (+1 more) | — |
| COLEMAN JONATHAN DANIEL | CO-CHIEF INVESTMENT OFFICER & EXECUTIVE VICE PRESIDENT; CO-CHIEF INVESTMENT OFFICER & EXECUTIVE V.P.; CO-CHIEF INVESTMENT OFFICER & VICE PRESIDENT | — |
| ISEMAN ANDREW | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | — |
| FROST GREGORY ALAN | EXECUTIVE V.P. AND CHIEF FINANCIAL OFFICER; SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER; SENIOR V.P. AND CHIEF FINANCIAL OFFICER | — |
| CARPENTER DAVID RAY | DIRECTOR; INTERIM DIRECTOR | — |
| CHANG ENRIQUE | CHIEF INVESTMENT OFFICER OF EQUITIES AND ASSET ALLOCATION; HEAD OF INVESTMENTS | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-04-06 | regulatory | JANUS HENDERSON GROUP PLC MADE A LATE DISCLOSURE FILING OF ITS AGGREGATE HOLDINGS (HELD ON BEHALF OF ITS CLIENTS) IN RENEWI PLC (AN ISSUER THAT IS LISTED IN THE NETHERLANDS) AFTER ITS SHAREHOLDING CROSSED THE 3% DISCLOSURE THRESHOLD. | Final | $1.9M |
| 2022-09-09 | regulatory | THE U.S. SECURITIES AND EXCHANGE COMMISSION ALLEGED THAT JANUS HENDERSON INVESTORS US LLC ("JHIUS") FAILED TO TIMELY DISTRIBUTE ANNUAL AUDITED FINANCIAL STATEMENTS PREPARED IN ACCORDANCE WITH GENERALLY ACCEPTED ACCOUNTING PRINCIPLES ("GAAP") TO CERTAIN INVESTORS IN A PRIVATE FUND THAT IT ADVISED, AN… | Final | $150K |
| 2005-08-30 | regulatory | THE AUDITOR OF THE STATE OF WEST VIRGINIA ("AUDITOR") FILED A SUMMARY ORDER TO CEASE AND DESIST AND NOTICE OF RIGHT TO HEARING AGAINST JANUS HENDERSON US (HOLDINGS) INC. (FKA JANUS CAPITAL GROUP, INC.) AND JANUS HENDERSON INVESTORS US LLC (FKA JANUS CAPITAL MANAGEMENT LLC) (TOGETHER, "JHI"), ALLEGIN… | Final | $100K |