SWANSON ANN MARIE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SWANSON ANN MARIE appears on 26 filing roles across Form ADV (26).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | USA MUTUALS ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | CONCORD, MA |
| — | Form ADV | EAGLE GROUP FINANCE LOAN CORP. | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | POST ADVISORY GROUP, LLC | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | SWBC INVESTMENT ADVISORY SERVICES LLC | CHIEF COMPLIANCE OFFICER | AUSTIN, TX |
| — | Form ADV | CONGRESS ASSET MANAGEMENT COMPANY, LLP | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | MSOUTH EQUITY PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | ATLANTA, GA |
| — | Form ADV | BROADMARK ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | DSF ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | QSEMBLE CAPITAL MANAGEMENT, LP | CHIEF COMPLIANCE OFFICER | NEW YORK CITY, NY |
| — | Form ADV | THOMASPARTNERS, INC. | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | PALACE CAPITAL MANAGEMENT LLC | DIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICER | SANTA FE, NM |
| — | Form ADV | ALETHEIA RESEARCH AND MANAGEMENT INC | CHIEF COMPLIANCE OFFICER | SANTA MONICA, CA |
| — | Form ADV | F-SQUARED INVESTMENTS, INC | CHIEF COMPLIANCE OFFICER | NEWTON, MA |
| — | Form ADV | F-SQUARED INSTITUTIONAL ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEWTON, MA |
| — | Form ADV | TRANSAMERICA INVESTMENT MANAGEMENT, LLC | VICE PRESIDENT, GENERAL COUNSEL | LOS ANGELES, CA |
| — | Form ADV | TRANSAMERICA INVESTMENT SERVICES, INC. | VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY | LOS ANGELES, CA |
| — | Form ADV | F-SQUARED RETIREMENT SOLUTIONS, LLC | CHIEF COMPLIANCE OFFICER | WELLESLEY, MA |
| — | Form ADV | CANYON BRIDGE MANAGEMENT CORP. | CHIEF COMPLIANCE OFFICER | MENLO PARK, CA |
| — | Form ADV | F-SQUARED CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | WELLESLEY, MA |
| — | Form ADV | F-SQUARED ALTERNATIVE INVESTMENTS, LLC | CHIEF COMPLIANCE OFFICER | NEWTON, MA |
| — | Form ADV | EMPYREAL INVESTMENTS, LLC | CHIEF COMPLIANCE OFFICER | SANTA MONICA, CA |
| — | Form ADV | ACTIVE ALTS INC. | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | ACTIVE ALTS INC. | CHIEF COMPLIANCE OFFICER | WESTPORT, CT |
| — | Form ADV | CANYON BRIDGE CAPITAL PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | MENLO PARK, CA |
| — | Form ADV | CANYON BRIDGE MANAGEMENT (HONG KONG) LIMITED | CHIEF COMPLIANCE OFFICER | MENLO PARK, CA |
| — | Form ADV | CANYON BRIDGE MANAGEMENT CONSULTING (BEIJING) CO LTD | CHIEF COMPLIANCE OFFICER | MENLO PARK, CA |