ANDREWS DON JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ANDREWS DON JAMES appears on 10 filing roles across Form ADV (10).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RBC ROCHDALE, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | INVESCO INVESTMENT ADVISERS LLC | SR. VP, CHIEF COMPLIANCE OFFICER | DOWNERS GROVE, IL |
| — | Form ADV | BESSEMER INVESTMENT MANAGEMENT LLC | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | SYMPHONIC FINANCIAL ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | BESSEMER GROUP (U.K.) LIMITED | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | VAN KAMPEN ADVISORS INC | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | BRUNDAGE, STORY AND ROSE, LLC | CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | VAN KAMPEN INVESTMENT ADVISORY CORP | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER | OAKBROOK PLAZA, IL |
| — | Form ADV | VAN KAMPEN MANAGEMENT INC. | SR. VP, CHIEF COMPLIANCE OFFICER | OAKBROOK TERRACE, IL |
| — | Form ADV | PGIM WADHWANI LLP | CO-CIO | LONDON |