BALDAUF ANDREW JOHN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BALDAUF ANDREW JOHN appears on 12 filing roles across Form ADV (12).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CITIGROUP GLOBAL MARKETS INC. | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISORY BUSINESSES | NEW YORK, NY |
| — | Form ADV | FIRST EAGLE INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | MORGAN STANLEY | CO-CCO (IA ONLY- SMITH BARNEY CHANNEL) | PURCHASE, NY |
| — | Form ADV | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | CCO | WILMINGTON, DE |
| — | Form ADV | WILMINGTON TRUST ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | WILMINGTON, DE |
| — | Form ADV | MANAGED ACCOUNT ADVISORS LLC | CHIEF COMPLIANCE OFFICER | JERSEY CITY, NJ |
| — | Form ADV | WILMINGTON FUNDS MANAGEMENT CORPORATION | CHIEF COMPLIANCE OFFICER | WILMINGTON, DE |
| — | Form ADV | WILMINGTON TRUST INVESTMENT MANAGEMENT LLC | CCO | WILMINGTON, DE |
| — | Form ADV | CONSULTING GROUP ADVISORY SERVICES LLC | DIRECTOR AND CHIEF COMPLIANCE OFFICER | PURCHASE, NY |
| — | Form ADV | BANC OF AMERICA INVESTMENT ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | JERSEY CITY, NJ |
| — | Form ADV | GLOBAL HEDGE STRATEGIES, LLC | CCO | NEW YORK, NY |
| — | Form ADV | PEOPLE'S UNITED ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | BRIDGEPORT, CT |