KAPLAN MARK ELLIOT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KAPLAN MARK ELLIOT appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CANTOR FITZGERALD INVESTMENT ADVISORS, L.P. | CHIEF EXECUTIVE OFFICER | NEW YORK, NY |
| — | Form ADV | SMITH GROUP ASSET MANAGEMENT, LLC | CHIEF OPERATING OFFICER | DALLAS, TX |
| — | Form ADV | SG AMERICAS SECURITIES, LLC | CHIEF LEGAL OFFICER, CHIEF ADMIN. OFFICER, DIRECTOR | NEW YORK, NY |
| — | Form ADV | ADVANTAGE ADVISERS INC | BOARD MEMBER, MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | SG COWEN SECURITIES CORPORATION | CHIEF LEGAL OFFICER - NON-EMPLOYEE DIRECTOR | NEW YORK, NY |
| — | Form ADV | ADVANTAGE INDIA, INC. | GENERAL COUNSEL & MANAGING DIRECTOR | NEW YORK, NY |