ROGERS JAMES MICHAEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROGERS JAMES MICHAEL appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WAVERLY ADVISORS, LLC | VICE PRESIDENT | BIRMINGHAM, AL |
| — | Form ADV | RETURN ON LIFE WEALTH PARTNERS | CHIEF OPERATING OFFICER | CLEVELAND, OH |
| — | Form ADV | G.L.S. & ASSOCIATES, INC. | INVESTMENT ADVISOR | HUNTSVILLE, AL |
| — | Form ADV | J.J.B. HILLIARD, W.L. LYONS, LLC | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT, BOARD DIRECTOR | LOUISVILLE, KY |
| — | Form ADV | HILLIARD LYONS CAPITAL MANAGEMENT, LLC | DIRECTOR | LOUISVILLE, KY |