J.J.B. HILLIARD, W.L. LYONS, LLC of LOUISVILLE, KY is an SEC-registered investment adviser (CRD 453). Regulatory assets under management: $9.3B.
Showing 25 of 43 people.
| Name | Role | Location |
|---|---|---|
| RINGO WESLEY LEE | CHIEF COMPLIANCE OFFICER & CROP; SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & CROP | — |
| PURCELL PAUL EDWARD | DIRECTOR | — |
| SCHROEDER MICHAEL JOHN | DIRECTOR | — |
| BOOTH STEVEN GREGORY | DIRECTOR | — |
| WAGNER KENNETH LEE | CHIEF AML OFFICER; CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT; COMPLIANCE DIRECTOR, CROP (+1 more) | — |
| HOLIK JEFFREY STEPHEN | CHIEF COUNSEL | — |
| HARDIN MATTHEW STEPHEN | GENERAL COUNSEL | — |
| ALLEN JAMES REID | BOARD DIRECTOR, CHAIRMAN, CEO, PRESIDENT; CHAIRMAN OF THE BOARD, CEO; CHAIRMAN OF THE BOARD, CEO, PRESIDENT (+3 more) | — |
| MOORMAN DENNIS GLENN | SENIOR REGISTERED OPTIONS PRINCIPAL | — |
| MORETTI PAUL JAMES | CFO; EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — |
| DEMCHAK WILLIAM STANTON | BOARD DIRECTOR; DIRECTOR | — |
| ROGERS JAMES MICHAEL | BOARD DIRECTOR, CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT; CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT, BOARD DIRECTOR; COO, EXECUTIVE VICE PRESIDENT, DIRECTOR (+1 more) | — |
| GULLEY JOAN L | BOARD DIRECTOR; DIRECTOR | — |
| GUYAUX JOSEPH CLINTON | BOARD DIRECTOR; DIRECTOR | — |
| MILLER CARMELLA RASI | BOARD DIRECTOR, CHIEF ADMINISTRATIVE OFFICER, EXECUTIVE VICE PRESIDENT; CHIEF RISK OFFICER, EXECUTIVE VICE PRESIDENT; DIRECTOR, CHIEF ADMINISTRATIVE OFFICER, EXECUTIVE VICE PRESIDENT (+1 more) | — |
| BUGH JOHN RANDALL | BOARD DIRECTOR, EXECUTIVE VICE PRESIDENT, DIRECTOR OF FINANCIAL SERVICES; DIRECTOR, EXECUTIVE VICE PRESIDENT; DIRECTOR OF BRANCH ADMINISTRATION (+2 more) | — |
| ATKINS MEREDITH IRVIN | CHIEF AML OFFICER | — |
| KAPLAN ELIZABETH C | CHIEF COMPLIANCE OFFICE (INVESTMENT ADVISORY ONLY); CHIEF COMPLIANCE OFFICER - ADVISORY; CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY ONLY) (+2 more) | — |
| METZGER DARRYL KEITH | BOARD DIRECTOR, EXECUTIVE VICE PRESIDENT, DIRECTOR OF PRIVATE CLIENT GROUP; DIRECTOR, EXECUTIVE VICE PRESIDENT; DIRECTOR OF BRANCH AND MARKETING ADMINISTRATION (+1 more) | — |
| DOLL ROBERT DONALD | SENIOR VICE PRESIDENT, DIRECTOR OF OPERATIONS | — |
| GRIMLEY CHARLES MORRISON | COMPTROLLER; DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT-CHIEF FINANCIAL OFFICER (+1 more) | — |
| ASFAHL DONALD LEE | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT, DIRECTOR HILLIARD LYONS ASSET MANAGEMENT | — |
| DIMARCO GERALD PAUL | CHIEF COMPLIANCE OFFICER; CROP | — |
| RABENSTINE JAMES JAY | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY (+1 more) | — |
| HARRELD MICHAEL NEAL | DIRECTOR | — |