KAPLAN ELIZABETH C appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KAPLAN ELIZABETH C appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | J.J.B. HILLIARD, W.L. LYONS, LLC | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | LOUISVILLE, KY |
| — | Form ADV | HILLIARD LYONS CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | LOUISVILLE, KY |