ROSE THOMAS GORDON appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROSE THOMAS GORDON appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | QS BATTERYMARCH FINANCIAL MANAGEMENT, INC. | CHIEF FINANCIAL OFFICER AND TREASURER | NEW YORK, NY |
| — | Form ADV | QS INVESTORS, LLC | CHIEF FINANCIAL OFFICER AND TREASURER | NEW YORK, NY |
| — | Form ADV | QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | J. & W. SELIGMAN & CO. INCORPORATED | SENIOR VICE PRESIDENT, CORPORATE FINANCE | NEW YORK, NY |