HAPPE MARK JONATHAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HAPPE MARK JONATHAN appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | VALIC FINANCIAL ADVISORS, INC. | INTERIM CHIEF COMPLIANCE OFFICER, VFA BROKER-DEALER | HOUSTON, TX |
| — | Form ADV | MMA SECURITIES LLC | PRESIDENT | NEW YORK, NY |
| — | Form ADV | MAI CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CLEVELAND, OH |
| — | Form ADV | MMC SECURITIES LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |