CARUSO JESSICA LYN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CARUSO JESSICA LYN appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | OPCAP ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER CAPITAL LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ALLIANZ PRIVATE CLIENT SERVICES LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | PIMCO ADVISORY SERVICES HOLDINGS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | PEA CAPITAL LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | AMERINDO INVESTMENT ADVISORS INC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |