SIR BRIAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SIR BRIAN appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | SECRETARY | NEW YORK, NY |
| — | Form ADV | ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC. | DIRECTOR | CORAL GABLES, FL |
| — | Form ADV | GUGGENHEIM ADVISORS, LLC | CHAIRMAN OF GAAM'S BOARD OF DIRECTORS | NEW YORK, NY |
| — | Form ADV | LOGAN CIRCLE PARTNERS, L.P. | DIRECTOR | PHILADELPHIA, PA |