GUGGENHEIM ADVISORS, LLC

GUGGENHEIM ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 124435). Regulatory assets under management: $721.7M.

Registration

Officers, owners & control persons (26)

Showing 25 of 26 people.

NameRoleLocation
Felix AnthonyMANAGING PARTNERIssaquah, WA
KATZOVITZ LOREN MARKCEO & CHAIRMAN AND MANAGING PARTNER; ELECTED MEMBER OF GAAM'S BOARD OF DIRECTORS; MEMBER OF GAAM'S BOARD OF DIRECTORS (+1 more)
HUGHES PATRICK THOMASELECTED MEMBER OF GAAM'S BOARD OF DIRECTORS; MANAGING PARTNER; MEMBER OF GAAM'S BOARD OF DIRECTORS (+1 more)
GEBBIA JOHN FRANKDIRECTOR; HEAD OF OPERATIONS AND MANAGING DIRECTOR; MANAGING DIRECTOR
ARPINO JOHN RDIRECTOR; HEAD OF RISK AND MANAGING DIRECTOR; MANAGING DIRECTOR
FOLLINI GEORGECHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR; CHIEF FINANCIAL OFFICER & INTERIM CO-CHIEF COMPLIANCE OFFICER
DHIR RASHICHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER AND MANAGING DIRECTOR; CHIEF LEGAL OFFICER & COMPLIANCE OFFICER (+2 more)
MAHON ROSEMARY CATHERINECHIEF COMPLIANCE OFFICER
MURPHY BRIAN MICHAELMEM BER OF GAAM'S BOARD OF DIRECTORS
CHRIST MICHAEL JAMESSENIOR EXECUTIVE
NICK KENNETH ADAMCHIEF COMPLIANCE OFFICER
MCPHEE JAIME MELISSACHIEF COMPLIANCE OFFICER
O'DWYER SEAN ANTHONYELECTED MEMBER OF GAAM'S BOARD OF DIRECTORS; MEMBER OF GAAM'S BOARD OF DIRECTORS
CURCIO DOMINIC JELECTED MEMBER OF GAAM'S BOARD OF DIRECTORS; MEMBER OF GAAM'S BOARD OF DIRECTORS
DONOVAN DENIS PATRICKELECTED MEMBER OF GAAM'S BOARD OF DIRECTORS; MEMBER OF GAAM'S BOARD OF DIRECTORS
GREALY MICHAEL JOHNCHAIRMAN OF GAAM'S BOARD OF DIRECTORS; ELECTED CHAIRMAN OF GAAM'S BOARD OF DIRECTORS
MCKENZIE ALAN ANDREWHEAD OF RESEARCH AND MANAGING DIRECTOR
MORIARTY PHILIP EDWARDSENIOR EXECUTIVE
SIR BRIANCHAIRMAN OF GAAM'S BOARD OF DIRECTORS
REZAK ADAM MARCCHIEF COMPLIANCE OFFICER
DOLAN KEVIN CLAUDEELECTED MEMBER OF GAAM'S BOARD OF DIRECTORS
WORLEY DAVID CLARKCHIEF LEGAL OFFICER; GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
SCHWARTZ ALANMEMBER OF GAAM'S BOARD OF DIRECTORS
WALTER MARK RMEMBER OF GAAM'S BOARD OF DIRECTORS
HANSEN KARA NICOLEHEAD OF OPERATIONS AND MANAGING DIRECTOR

Private funds (30)

Showing 15 of 30 funds by gross asset value.

FundTypeFormedOwnersGross asset valueMin investment
GUGGENHEIM ADVISORS SELECT FUND II, LPHedge Fund2$354.4M
GPC 83, LLCHedge Fund5$133.5M
GUGGENHEIM PORTFOLIO COMPANY X, LLCHedge Fund7$97.5M
GUGGENHEIM ADVISORS SELECT FUND IV, L.P.Hedge Fund3$96.0M
GUGGENHEIM PARTNERS EQUITY OPPORTUNITY FUND, LPHedge Fund2$94.0M
GPC 93, LLCHedge Fund1$85.9M
GUGGENHEIM PARTNERS SELECT MULTI-STRATEGY FUND, LPHedge Fund4$78.3M
GPC 88, LLCHedge Fund5$63.8M
GUGGENHEIM PORTFOLIO COMPANY XI, LLCHedge Fund5$58.1M
GUGGENHEIM PORTFOLIO COMPANY XXIII, LLCHedge Fund4$52.8M
GPC 75, LLCHedge Fund5$44.7M
GUGGENHEIM ADVISORS SELECT FUND V, LLCHedge Fund2$42.1M
GPC 76, LLCHedge Fund3$38.5M
GPC 95, LLCHedge Fund1$36.1M
GPC LXIV, LLCHedge Fund6$33.6M

Fund service providers (6)

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