ROTHENBERG JAMES F

ROTHENBERG JAMES F appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROTHENBERG JAMES F appears on 3 filing roles across Form ADV (3).

Registered advisers

Filings (3)

FiledSourceEntityRoleLocation
Form ADVCAPITAL RESEARCH AND MANAGEMENT COMPANYDIRECTOR, CHAIRMAN, AND PEOLOS ANGELES, CA
Form ADVCAPITAL CLIENT GROUP, INC.DIRECTORLOS ANGELES, CA
Form ADVCAPITAL GUARDIAN TRUST COMPANYDIRECTORLOS ANGELES, CA

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