CAPITAL CLIENT GROUP, INC. of LOS ANGELES, CA is an SEC-registered investment adviser (CRD 6247).
Compensation: Other.
Clients served: Other.
Showing 25 of 39 people.
| Name | Role | Location |
|---|---|---|
| Rene Margaret Burton | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | — |
| Timothy William Mchale | SECRETARY | — |
| Matthew Philip O'Connor | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| Michael James Triessl | DIRECTOR | — |
| Albert Jr Aguilar | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | — |
| Keith Alan Piken | SENIOR VICE PRESIDENT, DIRECTOR | — |
| Maddi Lynn Dessner | SENIOR VICE PRESIDENT, DIRECTOR | — |
| YOUNG II JOHN PAUL | SENIOR VICE PRESIDENT, DIRECTOR | — |
| BRADY MICHAEL PATRICK | DIRECTOR AND SENIOR VICE PRESIDENT | — |
| PRIOR JOHN JOSEPH JR | SENIOR VICE PRESIDENT | — |
| ALLEN DONNA MARIE | DIRECTOR, SENIOR VICE PRESIDENT | — |
| DOWNER MICHAEL JOSEF | COUNSEL, DIRECTOR | — |
| ROTHENBERG JAMES F | DIRECTOR; NON-EXECUTIVE CHAIRMAN, DIRECTOR | — |
| CLIFFORD KEVIN GERARD | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER; PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR; PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| VOGT BRADLEY JOHNSTON | DIRECTOR | — |
| SUZMAN ANDREW BARNETT | DIRECTOR | — |
| HUMMELBERG DAVID KEITH | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR; EXECUTIVE VICE PRESIDENT, PRINCIPAL OPERATING OFFICER, DIRECTOR; EXECUTIVE VICE PRESIDENT, PRINCIPAL OPERATING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR (+2 more) | — |
| O'CONNOR MATTHEW PHILIP | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR; DIRECTOR, EXECUTIVE VICE PRESIDENT | — |
| PHELAN JOHN JOSEPH JR | DIRECTOR | — |
| CASSIN DENISE MARILYN | SENIOR VICE PRESIDENT, DIRECTOR OF INDIVIDUAL INVESTOR BUSINESS, DIRECTOR | — |
| ANDERSON WILLIAM CARLTON | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, DIRECTOR; DIRECTOR, SENIOR VICE PRESIDENT AND DIRECTOR OF INVESTMENT SERVICES; DIRECTOR, SENIOR VICE PRESIDENT AND DIRECTOR OF RETIREMENT PLAN BUSINESS (+1 more) | — |
| RYDQUIST DEAN BRIAN | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, DIRECTOR | — |
| REINCKE RENE MARGARET | FINANCIAL OPERATIONS PRINCIPAL AND VICE PRESIDENT; TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | — |
| MCHALE TIMOTHY WILLIAM | SECRETARY | — |
| SMOLKA STACY DANETTE | SENIOR VICE PRESIDENT; VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-04-08 | regulatory | THE SFSA FOUND THAT THE REGISTRANT'S ULTIMATE PARENT COMPANY, THE CAPITAL GROUP COMPANIES, INC. ("CGC"), DID NOT SUBMIT CERTAIN NOTIFICATIONS OF CHANGES IN MAJOR SHAREHOLDINGS FOR SHARES HELD IN A CANADIAN COMPANY, WHOSE COMMON SHARES ARE LISTED ON THE TORONTO STOCK EXCHANGE AND NASDAQ STOCKHOLM EXC… | Final | $325K |