SULFARO MICHAEL CARL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SULFARO MICHAEL CARL appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | COMMERZBANK CAPITAL MARKETS CORP. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | C.E. UNTERBERG TOWBIN ADVISORS, LLC | CCO | NEW YORK, NY |
| — | Form ADV | C.E. UNTERBERG, TOWBIN LLC | DIRECTOR OF COMPLIANCE & CROP | NEW YORK, NY |