COMMERZBANK CAPITAL MARKETS CORP.

COMMERZBANK CAPITAL MARKETS CORP. of NEW YORK, NY is an SEC-registered investment adviser (CRD 21787). Regulatory assets under management: $165.4M.

Registration

Officers, owners & control persons (30)

Showing 25 of 30 people.

NameRoleLocation
LEWIS JAMES DAVIDMANAGER
WALSH JOHN PATRICKHEAD OF OPERATIONS; SENIOR VICE PRESIDENT/HEAD OF OPERATIONS
WESTPHAL UWE GERHARD PAULCOMPLIANCE REGISTERED OPTIONS PRINCIPAL; HEAD OF OPERATIONS; INTERIM CHIEF EXECUTIVE OFFICER (03/2005); SROP; CROP; HEAD OF OPERATIONS (+5 more)
DOWNEY MARK GERARDCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER (FINOP); SENIOR VICE PRESIDENT/CHIEF FINANCIAL OFFICER
LUNDGREN HARRY JOSEPH JRDIRECTOR OF COMPLIANCE; VICE PRESIDENT/DIRECTOR OF COMPLIANCE
PATIG KLAUS MANFREDCHAIRMAN OF THE BOARD; DIRECTOR
LORD ROBERT POWERS JRGENERAL COUNSEL; GENERAL COUNSEL;CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL;CHIEF COMPLIANCE OFFICER; ANTI MONEY LAUNDERING COMPLIANCE OFFICER (+2 more)
BONDE WILLIAM JUDEHEAD OF ALTERNATIVE INVESTMENT STRATEGIES; HEAD OF ALTERNATIVE INVESTMENT STRATEGIES (IA)
TELLER NICHOLAS ROY RICHARDDIRECTOR; CHAIRMAN OF THE BOARD OF DIRECTORS
DOEPP HANS JOACHIMDIRECTOR
KENNEDY MATTHEW PIERCECHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER; DIRECTOR
CURRAN JAMES EDWARDHEAD OF FINANCE
REUTHER MICHAEL PAULDIRECTOR
LIST LAWRENCE HARRISCHIEF OPERATING OFFICER
SULFARO MICHAEL CARLCHIEF COMPLIANCE OFFICER
MOODHE JAMES EDWARDHEAD OF FINANCE
MULLER KLAUSPETERDIRECTOR
DALMAN MEHMETCHAIRMAN, BOARD OF DIRECTORS; DIRECTOR; DIRECTOR; CHAIRMAN, BOARD OF DIRECTORS
BRAUN UDOMANAGING DIRECTOR
HWANG IVYGENERAL COUNSEL; SENIOR VICE PRESIDENT/GENERAL COUNSEL
CASSANO LINDA NINADIRECTOR OF COMPLIANCE
PASCOE RICARDO ALEJANDRODIRECTOR; MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR
BRUK DANIELCHIEF COMPLIANCE OFFICER
YERGEY HARRY PETERDIRECTOR
RICHARDSON PETER MARKDIRECTOR

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