DUFFY THOMAS MICHAEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DUFFY THOMAS MICHAEL appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | KARPUS MANAGEMENT INC | CLIENT SUPPORT MANAGER | PITTSFORD, NY |
| — | Form ADV | VALIC FINANCIAL ADVISORS, INC. | PRESIDENT & CHIEF EXECUTIVE OFFICER | HOUSTON, TX |
| — | Form ADV | SYNTRINSIC INVESTMENT COUNSEL, LLC. | CHIEF INVESTMENT OFFICER | DENVER, CO |
| — | Form ADV | GRANITE SECURITIES, LLC | CHIEF COMPLIANCE OFFICER | WOODBURY, NY |
| — | Form ADV | MONROE CAPITAL BDC ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |