LOCKHART BRIAN DAVID appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. LOCKHART BRIAN DAVID appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SHEPHERD KAPLAN KROCHUK, LLC | MANAGEMENT BOARD | BOSTON, MA |
| — | Form ADV | PEAK CAPITAL MANAGEMENT, LLC | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | GREENWOOD VILLAGE, CO |