SHEPHERD KAPLAN KROCHUK, LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 127304). Regulatory assets under management: $10.9B.
Compensation: % of AUM, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| David Charles Kaplan | MANAGEMENT BOARD; PRESIDENT | — |
| David Morris Shepherd | MANAGEMENT BOARD; PRESIDENT | — |
| Peter John Dilorenzo | CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | — |
| Bayard Nmn Dodge | CHIEF COMPLIANCE OFFICER | — |
| Timothy Adam Krochuk | MANAGEMENT BOARD; PRESIDENT | — |
| Stephen Michael Brackett | MANAGEMENT BOARD, PRESIDENT; PRESIDENT | — |
| Brian David Lockhart | MANAGEMENT BOARD; MEMBER | — |
| FRASER GREGORY BRUCE | MANAGING DIRECTOR; MANAGING MEMBER | — |
| KLUIBER RUDOLPH KARL | MANAGING DIRECTOR; MANAGING MEMBER | — |
| KROCHUK TIMOTHY ADAM | MANAGEMENT BOARD; MANAGING DIRECTOR; MANAGING MEMBER (+3 more) | — |
| KAPLAN DAVID CHARLES | MANAGEMENT BOARD; MANAGEMENT BOARD; CHIEF COMPLIANCE OFFICER; MANAGING MEMBER (+2 more) | — |
| SHEPHERD DAVID MORRIS | MANAGEMENT BOARD; MANAGING MEMBER; MANAGING MEMBER, CO-CEO (+1 more) | — |
| LOCKHART BRIAN DAVID | MANAGEMENT BOARD; MEMBER | — |
| GOODMAN BRUCE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL | — |
| GRANZO SEBASTIAN | CHIEF COMPLIANCE OFFICER | — |
| DILORENZO PETER JOHN | CHIEF OF STAFF; CHIEF INFORMATION SECURITY OFFICER; CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | — |
| PERRY JONATHAN THOMAS | CHIEF FINANCIAL OFFICER | — |
| WING DARMAN ANDER | GENERAL COUNSEL | — |
| BRACKETT STEPHEN MICHAEL | MANAGEMENT BOARD, PRESIDENT; PRESIDENT | — |
| DODGE BAYARD | CHIEF COMPLIANCE OFFICER | — |
| DODGE BAYARD NMN | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | FAILURE TO DISCLOSE, IN WRITING, A MATERIAL CONFLICT OF INTEREST RELATING TO OUTSIDE BUSINESS ACTIVITIES IN CONNECTION WITH THE ADVISORY AFFILIATE'S INVOLVEMENT IN THE PRODUCTION OF A FILM. | Final | — |
Venture Capital Fund: 46 · Real Estate Fund: 8 · Private Equity Fund: 4
Showing 15 of 58 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| SKK VENTURES QP, LLC SERIES CT0 | Venture Capital Fund | Delaware | 176 | $220.1M | $250K |
| SKK OPPORTUNITY ZONE FUND II, LP | Real Estate Fund | Delaware | 49 | $170.3M | $250K |
| SKK VENTURES QP, LLC SERIES BD2 | Venture Capital Fund | Delaware | 412 | $91.0M | $250K |
| SKK VENTURES, LLC SERIES CT0 | Venture Capital Fund | Delaware | 51 | $75.5M | $100K |
| SKK GLOBALAI INVESTORS QP, LP | Private Equity Fund | Delaware | 257 | $65.5M | $250K |
| SKK-GLOBAL PARTNERS PROPERTY FUND I, LP | Real Estate Fund | Delaware | 29 | $56.6M | $500K |
| SKK VENTURES QP, LLC SERIES CT1 | Venture Capital Fund | Delaware | 210 | $43.6M | $250K |
| SKK RE VENTURES FUND II, LP | Real Estate Fund | Delaware | 57 | $39.8M | $500K |
| SKK OPPORTUNITY ZONE FUND I, LLC | Real Estate Fund | Delaware | 56 | $36.3M | $500K |
| KAIROS SKK ENVIROKURE INVESTORS, LP | Private Equity Fund | Delaware | 86 | $35.9M | $250K |
| SKK VENTURES QP, LLC SERIES CT2 | Venture Capital Fund | Delaware | 172 | $33.2M | $250K |
| SKK PROVIDENT INVESTORS, LP | Private Equity Fund | Delaware | 63 | $32.9M | $1.0M |
| SKK-FHR INDUSTRIAL FUND I, LP | Real Estate Fund | Delaware | 20 | $26.7M | $1.0M |
| SKK VENTURES QP, LLC SERIES BD0 | Venture Capital Fund | Delaware | 71 | $21.4M | $250K |
| SKK VENTURES, LLC SERIES BD0 | Venture Capital Fund | Delaware | 57 | $16.6M | $100K |