SHARAFF FARHAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SHARAFF FARHAN appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC | ASSISTANT CHIEF INVESTMENT OFFICER | CHICAGO, IL |
| — | Form ADV | SECURITY INVESTORS, LLC | SR. VICE PRESIDENT | NEW YORK, NY |
| — | Form ADV | DWS INVESTMENT MANAGEMENT AMERICAS, INC. | CHIEF INVESTMENT OFFICER | NEW YORK, NY |
| — | Form ADV | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | ASSISTANT CHIEF INVESTMENT OFFICER | NEW YORK, NY |
| — | Form ADV | CIGNA INVESTMENTS, INC. | DIRECTOR | BLOOMFIELD, CT |
| — | Form ADV | TRANSPARENT VALUE ADVISORS, LLC | CHIEF INVESTMENT OFFICER | NEW YORK, NY |
| — | Form ADV | CIGNA INVESTMENTS INC | PRESIDENT | HARTFORD, CT |
| — | Form ADV | CIGNA INTERNATIONAL INVESTMENT ADVISORS LTD | DIRECTOR & MANAGING DIRECTOR | LONDON |