SHIELDS JAMES L appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SHIELDS JAMES L appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | SR. VICE PRESIDENT, CIO | PHILADELPHIA, PA |
| — | Form ADV | TIFF ADVISORY SERVICES, INC. | VICE PRESIDENT/CHIEF INFO OFFICER | RADNOR, PA |
| — | Form ADV | RETIREMENT FINANCIAL SERVICES, INC. | SVP/CHIEF INFORMATION OFFICER | PHILADELPHIA, PA |
| — | Form ADV | DELAWARE CAPITAL MANAGEMENT, INC. | SVP/CHIEF INFORMATION OFFICER | PHILADELPHIA, PA |