DWYER JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DWYER JAMES appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | TWO SIGMA INVESTOR SOLUTIONS, LP | GENERAL MANAGER OF VENN | NEW YORK, NY |
| — | Form ADV | THERIUM CAPITAL MANAGEMENT (USA), INC. | NON-EXECUTIVE DIRECTOR AND CHAIRMAN OF THE BOARD | WILMINGTON, DE |
| — | Form ADV | NEW ENGLAND SECURITIES CORPORATION | VICE PRESIDENT, LICENSING AND REGISTRATION | NEW YORK, NY |
| — | Form ADV | TOWER SQUARE SECURITIES, INC. | VICE PRESIDENT, LICENSING AND REGISTRATION | NEW YORK, NY |
| — | Form ADV | MSI FINANCIAL SERVICES, INC. | VICE PRESIDENT, LICENSING AND REGISTRATION | SPRINGFIELD, MA |
| — | Form ADV | WALNUT STREET SECURITIES, INC. | VICE PRESIDENT, LICENSING AND REGISTRATION | NEW YORK, NY |