ERICSON NILS ALEXANDER appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ERICSON NILS ALEXANDER appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | AEGIS CAPITAL CORP. | CHIEF COMPLIANCE OFFICER, AMLCCO, ROP | NEW YORK, NY |
| — | Form ADV | CALTON & ASSOCIATES, INC. | CHIEF COMPLIANCE OFFICER | TAMPA, FL |
| — | Form ADV | PAULSON INVESTMENT COMPANY, LLC | CHIEF COMPLIANCE OFFICER, COMPLIANCE AND SR. REGISTERED OPTIONS PRINCIPAL | CHICAGO, IL |
| — | Form ADV | JHS CAPITAL ADVISORS, LLC | CHIEF COMPLIANCE OFFICER - BD | TAMPA, FL |
| — | Form ADV | ROUND HILL SECURITIES, INC. | SENIOR VICE PRESIDENT/CROP/SROP | ALAMO, CA |