PAULSON INVESTMENT COMPANY, LLC

PAULSON INVESTMENT COMPANY, LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 5670). Regulatory assets under management: $15.4M.

Registration

Officers, owners & control persons (45)

Showing 25 of 45 people.

NameRoleLocation
JAMESON JARED WILLIAMSENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER; SR. REGISTERED OPTIONS PRINCIPAL (SROP); DIRECTOR; SENIOR VP; CHIEF COMPLIANCE OFFICER; COMPLIANCE AND SR REGISTERED OPTIONS PRINCIPAL (CROP) (SROP); DIRECTOR; VICE PRESIDENT; CHIEF COMPLIANCE OFFICER
RICE JUDY ANNSENIOR VICE PRESIDENT ACCOUNTING; SR. VICE PRESIDENT, ACCOUNTING
DAVIS KIM MARIEDIRECTOR
GORECKI TERRI DIANECOMPLIANCE REGISTERED OPTIONS PRINCIPAL (CROP)
CLARK STEVEN CHRISTOPHERCHAIRMAN
WEBER STEPHEN THOMASSENIOR VICE PRESIDENT TRADING; DIRECTOR
DAVIS DONALDCEO/ CCO; PRESIDENT; CHIEF EXECUTIVE OFFICER; DIRECTOR; SYNDICATE MANAGER
STRIPLIN HARRY LYNNSENIOR VICE PRESIDENT; CHIEF OPERATING OFFICER; SR. REGISTERED OPTIONS PRINCIPAL (SROP); DIRECTOR; SENIOR VICE PRESIDENT; DIRECTOR OF COMPLIANCE; SR. REGISTERED OPTIONS PRINCIPAL; DIRECTOR
SMITH BRUCE GEORGECHIEF FINANCIAL OFFICER; DIRECTOR
PAULSON CHESTER LEON FREDERICKCHAIR, BOARD OF DIRECTORS; DIRECTOR OF CORPORATE FINANCE; CHAIRMAN, BOARD OF DIRECTORS; DIRECTOR OF CORPORATE FINANCE; CHAIRMAN, PRESIDENT, & CEO (+1 more)
PAULSON JACQUELINE MARIECORPORATE SECRETARY; HOLDING COMPANY; SECRETARY/TREASURER; DIRECTOR
MAXFIELD MARGARET LORRAINESENIOR VICE PRESIDENT CORPORATE FINANCE; SENIOR VICE PRESIDENT RESEARCH
SHELL NANCY JEANVICE PRESIDENT, FIXED INCOME TRADING
PAULSON CHARLES LEONDIRECTOR; VICE PRESIDENT PROPRIETARY TRADING; DIRECTOR
SCHREIBER CHRISTOPHER CHARLESSENIOR VICE PRESIDENT; NATIONAL SALES MANAGER; DIRECTOR
PAULSON ERICK JACK CRAWFORDDIRECTOR; VICE CHAIRMAN
MCCHESNEY SHAWN PAULVICE PRESIDENT; DIRECTOR OF TRADING
SCHLUNTZ BECKY KAYVICE PRESIDENT SYNDICATE ADMINISTRATION
MCINNIS JANICE IRENEVICE PRESIDENT INFORMATION TECHNOLOGY
BALES NICHOLAS MICHAELVICE PRESIDENT SYNDICATE
PAULSON JOHN PATRICKVICE PRESIDENT CORPORATE FINANCE
MAXFIELD MICHAEL GRAYVICE PRESIDENT CORPORATE FINANCE
JAMES BARBARA JOASSISTANT VICE PRESIDENT INVESTMENT BANKING
ERICSON NILS ALEXANDERCHIEF COMPLIANCE OFFICER, COMPLIANCE AND SR. REGISTERED OPTIONS PRINCIPAL
DAVIS CRAIG STEVENPRESIDENT; DIRECTOR

Private funds (7)

FundTypeFormedOwnersGross asset valueMin investment
PAULSON BKE INVESTMENTS, LLCSecuritized Asset Fund45$4.5M$10K
ELECTROCORE INVESTMENTS, LLC.Securitized Asset Fund78$3.1M$10K
PAULSON DERMTECH INVESTMENTS II, LLCSecuritized Asset Fund40$2.7M$10K
PAULSON DERMTECH INVESTMENTS, LLC>Securitized Asset Fund68$2.6M$10K
BIOD PAULSON 1 LLCSecuritized Asset Fund40$1.5M$10K
PAULSON DERMTECH III INVESTMENTSSecuritized Asset Fund45$1.3M$10K
PAULSON SCILEX INVESTMENTS, LLCSecuritized Asset Fund38$1.2M$10K

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