PLOTKIN HOWARD R appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. PLOTKIN HOWARD R appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RBC CAPITAL MARKETS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | LEHMAN BROTHERS INC. | DIRECTOR OF COMPLIANCE | NEW YORK, NY |
| — | Form ADV | LEHMAN BROTHERS PRIVATE EQUITY ADVISERS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | LEHMAN BROTHERS FUTURE ASSET MANAGEMENT CORP/NY | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |