SPELLMAN MARK THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SPELLMAN MARK THOMAS appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MACKAY SHIELDS LLC | DIRECTOR | NEW YORK, NY |
| — | Form ADV | ALPINE WOODS CAPITAL INVESTORS, LLC | CHIEF EXECUTIVE OFFICER | PURCHASE, NY |
| — | Form ADV | SAXON WOODS ADVISORS LLC | CHIEF EXECUTIVE OFFICER | PURCHASE, NY |