SAXON WOODS ADVISORS LLC

SAXON WOODS ADVISORS LLC of PURCHASE, NY is an SEC-registered investment adviser (CRD 109686). Regulatory assets under management: $669.6M.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth.

Officers, owners & control persons (27)

Showing 25 of 27 people.

NameRoleLocation
Brian David RoblingCHIEF COMPLIANCE OFFICER
Arleen Marie BaezCHIEF OPERATIONS OFFICER; MANAGING MEMBER
Susan Conway NorrisCHIEF COMPLIANCE OFFICER
Mark Thomas SpellmanCHIEF EXECUTIVE OFFICER; MEMBER
Sarah Marie HuntCHIEF MARKET STRATEGIST
Brian Scott HennesseyCHIEF INVESTMENT OFFICER
PALMER RONALD GEORGECHIEF FINANCIAL OFFICER
CORRADO KENNETH VINCENTCHIEF COMPLIANCE OFFICER
LIEBER SAMUEL ALFREDLIMITED PARTNER; MEMBER; PRESIDENT
FLAMM SHELDON ROYCHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER
LIEBER STEPHEN ANDREWCHAIRMAN; LIMITED PARTNER; MEMBER
FLAMM SHELDON RCHIEF OPERATING OFFICER
HUNT SARAH MARIECHIEF MARKET STRATEGIST
ARROYO ARLEEN MARIECHIEF OPERATIONS OFFICER
LI MEIMEIPRINCIPAL FINANCIAL OFFICER
MEGYESI JOHN MICHAELCHIEF COMPLIANCE OFFICER
SPELLMAN MARK THOMASCHIEF EXECUTIVE OFFICER; MEMBER
SIEMBAB HELENPORTFOLIO ADMINISTRATOR
KLEPACKI LORRAINE MARIEDIRECTOR OF TRADING
CHAN VICTOR WENCHIEF FINANCIAL OFFICER
BAEZ ARLEEN MARIECHIEF OPERATIONS OFFICER; MANAGING MEMBER; PRINCIPAL
BREITMAN MATTHEW KANEGENERAL COUNSEL
ZUFFANTE JAY ROBERTCONTROLLER
NORRIS SUSAN CONWAYCHIEF COMPLIANCE OFFICER
BAEZ ARLEEN MCHIEF OPERATIONS OFFICER

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