CAPEZZUTO JAMES ANDREW appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CAPEZZUTO JAMES ANDREW appears on 14 filing roles across Form ADV (14).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OPPENHEIMER & CO. INC. | IA-CCO | NEW YORK, NY |
| — | Form ADV | ABRDN INC. | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | PHILADELPHIA, PA |
| — | Form ADV | OPPENHEIMER INVESTMENT MANAGEMENT LLC | CCO | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC | CCO | NEW YORK, NY |
| — | Form ADV | ADVANTAGE ADVISERS MANAGEMENT, LLC | CCO | NEW YORK, NY |
| — | Form ADV | ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C. | CCO | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER ASSET MANAGEMENT | CCO | NEW YORK, NY |
| — | Form ADV | NYL INVESTORS LLC | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | ADVANTAGE ADVISERS PRIVATE EQUITY MANAGEMENT LLC | CCO | NEW YORK, NY |
| — | Form ADV | DB INVESTMENT MANAGERS, INC | SECRETARY AND DIRECTOR | NEW YORK, NY |
| — | Form ADV | ABERDEEN ASSET MANAGEMENT INVESTMENT SERVICES LIMITED | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | BANC OF AMERICA INVESTMENT ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | JERSEY CITY, NJ |
| — | Form ADV | CORNERSTONE CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | EDINA, MN |
| — | Form ADV | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NEW YORK, NY |