SCHAFER CATHERINE ELLIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SCHAFER CATHERINE ELLIS appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | IMPERIAL CAPITAL ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | PALM BEACH GARDENS, FL |