IMPERIAL CAPITAL ASSET MANAGEMENT LLC
IMPERIAL CAPITAL ASSET MANAGEMENT LLC of PALM BEACH GARDENS, FL is an SEC-registered investment adviser (CRD 108258). Regulatory assets under management: $393.7M.
Registration
- CRD: 108258
- SEC file number: 801-67961
- Type: Registered investment adviser
- Location: 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS, FL, 33410
- Phone: 310-246-3793
- Latest filing: 2023-06-05
- Regulatory AUM: $393.7M
- Discretionary AUM: $108.3M
- Non-discretionary AUM: $285.4M
- Clients: 13
- Accounts: 3
Officers, owners & control persons (12)
| Name | Role | Location |
|---|
| HARRINGTON PHILIIP RONALD | CFO | — |
| GATHERER JENNIFER | CHIEF COMPLIANCE OFFICER | — |
| REESE JASON WALTER | CHAIRMAN AND CEO; CO-PRESIDENT; MEMBER (+2 more) | — |
| MARTIS MARK CHRISTOPHER | CFO/COO/TREASURER; COO; COO AND CFO (+1 more) | — |
| WOOSTER RANDALL EVAN | CO-PRESIDENT; MEMBER; OWNER | — |
| CHUNG HARRY HYONYANG | CFO | — |
| SHEPARD CHRISTOPHER PAUL | INVESTMENT COMMITTEE MEMBER | — |
| GUAY DANIEL ROBERT | CONTROLLER | — |
| ELLIS CATHERINE MARY | DIRECTOR OF COMPLIANCE | — |
| SCHAFER CATHERINE ELLIS | CHIEF COMPLIANCE OFFICER | — |
| BELDHAM BRIAN DAVID | CHIEF COMPLIANCE OFFICER | — |
| WIENCH TODD EDMUND | CHIEF COMPLIANCE OFFICER | — |
Private funds (1)
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|
| LONG BALL PARTNERS, LLC | Hedge Fund | — | 68 | $108.3M | $1.0M |
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