SHIELDS JOSEPH VINCENT JR appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SHIELDS JOSEPH VINCENT JR appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WELLINGTON SHIELDS & CO., LLC | CHAIRMAN/ MANAGING MEMBER | NEW YORK, NY |
| — | Form ADV | SHIELDS CAPITAL CORPORATION | CHAIRMAN & MANAGING DIRECTOR | NEW YORK, NY |