MCCONNELL RICHARD ESTERBROOK JR appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MCCONNELL RICHARD ESTERBROOK JR appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | USA FINANCIAL SECURITIES LLC | CHIEF OPERATIONS OFFICER | ADA, MI |
| — | Form ADV | SOUTH OCEAN MANAGEMENT LTD. | PRESIDENT/ CHIEF COMPLIANCE OFFICER | WANCHAI |