SOUTH OCEAN MANAGEMENT LTD.

SOUTH OCEAN MANAGEMENT LTD. of WANCHAI is an SEC-registered investment adviser (CRD 111180). Regulatory assets under management: $13.4M.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Investment cos.

Officers, owners & control persons (26)

Showing 25 of 26 people.

NameRoleLocation
Steven LeischnerPRESIDENTNew York, NY
Steven W LeischnerPRESIDENTNew York, NY
James M McconnellSHAREHOLDER
William Earll McconnellSHAREHOLDER
Polly McconnellSHAREHOLDER
Alexander McconnellSHAREHOLDER
Richard Esterbrook McconnellPRESIDENT/ CHIEF COMPLIANCE OFFICER
Steve TawDIRECTOR OF SOUTH OCEAN MANAGEMENT LTD
MCCONNELL DON MSHAREHOLDER
WIELAND KIM MARIEPRESIDENT
ALLEN HERBERT III ANTHONYSHAREHOLDER
MCCONNELL WILLIAM EARLLSHAREHOLDER
MCCONNELL POLLYSHAREHOLDER
MCCONNELL ALEXANDERSHAREHOLDER
MCCONNELL RICHARD ESTERBROOKPRESIDENT; PRESIDENT/ CHIEF COMPLIANCE OFFICER; SHAREHOLDER
WARING DIANA MATHESSHAREHOLDER
SAPADIN DANIEL JTREASURER
GENGER ARIESHAREHOLDER
SPENCER SASH ALEXANDERPRESIDENT
MCCONNELL RICHARD ESTERBROOK JRPRESIDENT/ CHIEF COMPLIANCE OFFICER
SPENCER SASH APRESIDENT
Taw SteveDIRECTOR OF SOUTH OCEAN MANAGEMENT LTD
James Mcgavock McconnellSHAREHOLDER
Polly Prescott McconnellSHAREHOLDER
Alexander Tueker McconnellSHAREHOLDER

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