LORD BRIAN

LORD BRIAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. LORD BRIAN appears on 5 filing roles across Form ADV (5).

Registered advisers

Filings (5)

FiledSourceEntityRoleLocation
Form ADVNEUBERGER BERMAN INVESTMENT ADVISERS LLCSENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNEW YORK, NY
Form ADVNEUBERGER BERMAN LOAN ADVISERS LLCCHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENTCHICAGO, IL
Form ADVNEUBERGER BERMAN LOAN ADVISERS II LLCCHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENTCHICAGO, IL
Form ADVNEUBERGER BERMAN LOAN ADVISERS IV LLCCHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENTCHICAGO, IL
Form ADVBNP PARIBAS ASSET MANAGEMENT, INC.CHIEF COMPLIANCE OFFICERBOSTON, MA

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